Unlike most bankers who take the traditional route through economics degrees and MBAs, Shawn’s path began in engineering — and...
If you think the securities industry might be a good career choice, the SIE Exam is a great option for you.
The Securities Industry Essentials (SIE) Exam is the...
In the world of finance, achieving professional qualifications is a significant step toward advancing your career. One such milestone is the Series 7 exam—a vital...
Over the past 12 months, the federal government has executed 10 direct equity investments in commercial companies at a speed and scale that has no modern precedent....
The Series 79 exam is the primary FINRA licensing requirement for professionals engaged in U.S. investment banking activities. Designed for representatives who advise...
Broker-dealers operate under one of the most demanding regulatory frameworks in the financial industry. As obligations expand to include supervision, filings, books and...
Over the last several years the term “ESG” has risen to prominence. Investors are increasingly making deals that impact environmental, social, and governmental social...
Chicago-based investment bank Uplift Partners recently chose to partner with Finalis Securities as their broker-dealer. We spoke with Victor Culiuc, a Managing...
The Series 82 exam is a FINRA qualification designed for securities professionals who solicit and sell private placement securities as part of primary offerings....
Investment banking often conjures images of linear career paths—business school, analyst roles, and upward climbs through major institutions. Yet, some advisors arrive...